Conflict of Interest Policy
obligations. 4.1.3 Each (potential) conflict of interest shall be: • identified on a timely basis, • effectively managed, • mitigated, • reported, • recorded in a conflict of interest register, and • monitored in adherence to applicable legal and... provisions set out under Sections 5.6 and 5.7 respectively. 5.4 Monitoring 5.4.1 The Compliance Officer reviews and monitors material conflicts of interest. Where a conflict of interest has been identified, the potential and/or actual impact is assessed and