Conflict of Interest Policy
Compliance Officer with the supporting rationale. In addition, reference is made to the provisions under Section 5.3. Monument Group: INTERNAL 6 2.2.2 Any breaches of this Policy must be reported to the Compliance Officer for the performance of their... Company’s books of record at Monument’s registered office; • maintaining records of all material conflicts of interest that occur and reporting the same to the Board of Directors on a yearly basis; • escalating any material breaches of the Policy to the