Conflict of Interest Policy
independent control duty. Should a relevant person detect any non-compliance, they must raise the matter with the Compliance Officer. 2.2.3 A breach of the Policy may result in disciplinary action, which could lead to dismissal and/or legal action... does not fully recompense for the loss thus saving the Company money; Breach issues are identified that could be considered too costly to rectify and therefore could potentially disadvantage customers as the root cause isn’t addressed; Employees