Conflict of Interest Policy
obligations. 4.1.3 Each (potential) conflict of interest shall be: • identified on a timely basis, • effectively managed, • mitigated, • reported, • recorded in a conflict of interest register, and • monitored in adherence to applicable legal and... interest to the customer in a timely 2 manner, especially before any contract is concluded . Reference is made to the provisions under Section 5.5. 5.2 Identification 5.2.1 As stated under Section 1.4, a conflict of interest occurs when (i) the concerns