Conflict of Interest Policy
Compliance Officer with the supporting rationale. In addition, reference is made to the provisions under Section 5.3. Monument Group: INTERNAL 6 2.2.2 Any breaches of this Policy must be reported to the Compliance Officer for the performance of their... interest to the customer in a timely 2 manner, especially before any contract is concluded . Reference is made to the provisions under Section 5.5. 5.2 Identification 5.2.1 As stated under Section 1.4, a conflict of interest occurs when (i) the concerns