Conflict of Interest Policy
informed clearly when the steps taken to manage conflicts of interest are not sufficient to ensure, with reasonable confidence, that his interests will not be adversely affected. Management of Conflicts of Interest 5.1 Prevention 5.1.1 The Company maintains... sufficient to protect the customer’s interests, the customer concerned shall be informed of the general nature and/or of the sources of the conflict of interest. The procedure for notification of unmanageable conflicts of interest to the customer must